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Product compliance and control

#finance
Star
06-May-2020
last edit: 07-May-2020
想問下佢既job duty主要係咩?thanks
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2 answers
#1
Star
06-May-2020
係指bank既,thanks!
last edit: 07-May-2020
Hello+Star,+welcome+back!!+😂

主要係因為銀行而家有好多regulations,呢條team就係就於自己銀行旗下呢金融產品做gatekeeping睇番啱唔啱regulations,同埋制定一啲framework俾同學跟番啲procedures避免佢哋/啲產品會犯法😂行內術語可以睇番下圖:

Source:+efinancecareers

另外,如果再想了解吓呢行嘅新嘢,或要準備interview,下面呢兩篇McKinsey+insights絕對幫到手:

Compliance+&+Control+2.0
https://www.mckinsey.com/~/media/mckinsey/dotcom/client_service/Risk/Working%2520papers/33_Compliance_and_Control.a

A+best+practice+model+for+bank+compliance 
https://www.mckinsey.com/business-functions/risk/our-insights/a-best-practice-model-for-bank-compliance

Hope+it+helps!